Tips & Tricks To Navigating The New AFSL / ACL Regime
This webinar is for compliance and risk teams who are navigating the new AFSL / ACL regime.
FINANICAL REGULATORY COMPLIANCE
Lawcadia, Fitzpatricks Private Wealth & Gadens Webinar On-Demand
With increased regulatory activity and new legislations coming into force across all jurisdictions, managing risk, identifying compliance issues and meeting regulatory obligations is a challenge.
This webinar is for compliance and risk teams who are navigating the new AFSL / ACL regime. It demonstrates Fitzpatricks’ innovative approach to managing the volume and direct the flow of work arising from the breach reporting and other regulatory reforms.
Understand how Fitzpatricks has utilised Lawcadia and Gadens Breach Manager to provide a comprehensive solution that can:
This webinar is for compliance and risk teams who are navigating the new AFSL / ACL regime. It demonstrates Fitzpatricks’ innovative approach to managing the volume and direct the flow of work arising from the breach reporting and other regulatory reforms.
Understand how Fitzpatricks has utilised Lawcadia and Gadens Breach Manager to provide a comprehensive solution that can:
Be maintained and updated by external experts
Allow for data to be exported and / or integrated with other management systems
Incorporate workflows to capture and track an incident and breach management treatment
Navigate and identify relevant penalty provisions from thousands across the regulatory landscape
Manage mandatory reporting timeframes and compliance processes across numerous matters simultaneously
